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1 Sep 2016, 7:56 am by Green, Schafle & Gibbs
Without admitting or denying the findings, Bartow consented to the sanction and to the entry of findings that he failed to provide FINRA with requested documents and information related to an investigation into allegations that he negligently managed and converted a customer’s investment assets.Edward Joseph Bosch Sr. of Florence, Kentucky He was barred from association with any FINRA member in any capacity. [read post]